Financial institutions we work with
We are specialists in providing regulatory and compliance services to a wide range of Financial services institutions in the following sectors:
We help clients who operate payment services and issue e-money to stay ahead of the ever-evolving regulatory landscape. This industry has enjoyed rapid growth over the last decade to become the largest sector within FinTech in both the UK and Ireland. This is also an innovative sector where technology is moving at a rapid pace, but the regulatory requirements are complex.
We are recognised as one of Europe’s leading regulatory consulting practice within the foreign exchange brokerage market. We work with deliverable foreign exchange brokers and those authorised to offer structured options products. The UK enjoys a dominant foreign exchange position within Europe, where both Private clients and corporates are taking advantage of the more attractive pricing and more innovative service platforms offered by foreign exchange brokers. We have worked with leading industry brokers and start-ups so our clients can leverage this expertise to ensure that they adhere to the regulatory requirements, banking standards and industry best practice.
We work with a range of Clients seeking to bring new and innovative digital propositions to the wealth and asset management sector. From Robo Advisors to Personal Finance Management (PFM) firms, we have a deep understanding of the complex regulatory requirements affecting this sector.
We work with a number of digital-only banks and other new entrants seeking to bring technology enabled business models to the consumer banking industry. And whilst the regulatory authorities are encouraging any innovation that aims to give customers a better deal in their banking relationship, the regulatory requirements remain very comprehensive for both challengers and incumbents alike.
We work with a range of marketplace lending (otherwise known as peer to peer lending) and crowdfunding platforms in this fast-growing sector of the FinTech market. The UK enjoys a market leadership position in alternative finance within Europe, in part due to supportive regulatory environment, however we are seeing increasing scrutiny from the FCA of late.
FSCom delivered a professional and tailored service with an understanding of World First Markets Limited being at the heart of that service.
"FSCom are a thorough and professional organisation who are willing to go the extra mile to ensure we meet our regulatory requirements."
"I was initially impressed by Jamie Cooke’s knowledge and professionalism. In working with FSCom and their Associates I have found that they listen, understand and incorporate compliance issues while advising us and still remember we have a business to run!"
"In dealing with FSCom I found them to be professional, knowledgeable and good value for money. I would definitely recommend them to others."
"FSCom were highly recommended by several of my peers. I found them to be the very best value for money and we received an attentive service from the Associates."